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When do I need a 409A valuation?

Before your first stock option grant. After that, every 12 months or whenever a material event happens, whichever comes first.

The first one

You need a current 409A before you issue your first stock options, and that holds at pre-seed. There is no company size or funding stage below which it stops applying. If you are granting options, you need a value to grant against.

The 12-month clock

A valuation stays good for 12 months. Miss the refresh and any grants you make after it lapses are priced off a stale number.

Material events

A material event ends the 12 months early. The usual ones:

  • Closing a priced round

  • Signing a term sheet

  • A significant change in revenue

  • A major customer win or loss

  • Approaching an IPO, merger, or acquisition

A signed term sheet is the one founders miss. Many practitioners treat it as material, which means a fresh valuation once the round closes rather than riding the old one out to 12 months.